Regulatory Alert

MIAX Pearl Equities

March 15, 2021 | 04:18 PM

MIAX Pearl Equities Rules Incorporated by Reference

MIAX Pearl Equities has received approval from the Securities and Exchange Commission to incorporate by reference existing rules of the Financial Industry Regulatory Authority (“FINRA”) and/or Miami International Securities Exchange, LLC (“MIAX”), an affiliate of MIAX Pearl.

Please refer to MIAX Pearl Equities Regulatory Circular 2021-02 for more details.

Regulatory inquiries should be directed to Regulatory@MIAXEquities.com or (609) 897-7309.