Alerts

PAE Incorporated (PAE) will be de-listed from the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange effective on Wednesday, October 27, 2021.

All GTC orders resting on the MIAX order books in PAE will be canceled at the close of business on Tuesday, October 26, 2021.

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

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Effective November 1, 2021, MIAX Pearl Options will increase fees for its Trading Permit and Full Service MEO Port (Bulk and Single) and will remove Monthly Volume Credit and Trading Permit Credit, pending refiling with the SEC originally announced for July 1, 2021.

The Trading Permit and Full Service MEO Port (Bulk and Single) increases and Credit removals were originally proposed for July 1 as announced in the June 30, 2021 Alert, , which were reverted to pre-July rates for September and October 2021 as announced in the August 31, 2021 Alert.

An additional alert for November transaction fee changes, if any, will be published separately before the end of October.

For full details, please review the November 1, 2021 MIAX Pearl Options Fee Schedule that will be posted on the MIAX website at www.miaxoptions.com/fees/pearl.

For additional information, please contact MIAX Sales at Sales@MIAXOptions.com or (609) 897-8177, or MIAX Trading Operations at TradingOperations@MIAXOptions.com or (609) 897-7302.

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Digital World Acquisition Corp. ("DWAC") will start trading on MIAX Options, MIAX Pearl Options and MIAX Emerald Options beginning Tuesday, October 26, 2021 and shall use the NASDAQ Global Select Market as the “market for the underlying security” for the purpose of Openings on the Exchange.

Please refer to the following for more information.

• MIAX Options Regulatory Circular 2021-64
• MIAX Pearl options Regulatory Circular 2021-56
• MIAX Emerald Options Regulatory Circular 2021-60

Please direct questions to the Regulatory Department at Regulatory@MIAXOptions.com or (609) 897-7309.

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The option class listed below will begin trading on the MIAX Options Exchange, the MIAX PEARL Options Exchange, and the MIAX Emerald Options Exchange on Tuesday, October 26, 2021: 

• Digital World Acquisition Corp. (DWAC)

Market Makers can use the Member Firm Portal (MFP) to manage their option class assignments.  All LMM and RMM Option Class Assignments must be entered prior to 6:00 PM ET on the business day immediately preceding the effective date.  All changes made after 6:00 PM ET on a given day will be effective two trading days later.

MIAX Options and MIAX Emerald Primary Lead Market Maker (PLMM) assignments and un-assignments will not be supported via the MFP. 

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

 
MIAX Options Listing Alert New Class Listing DWAC MIAX PEARL Listing Alert New Class Listing DWAC MIAX Emerald Listing Alert New Class Listing DWAC

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Brooklyn Immunotherapeutics, Inc (“BTX”) will transfer primary listing from the NYSE American Exchange to the NASDAQ Global Select Market (“NASDAQ”) and Palo Alto Networks, Inc (“PANW”) will transfer primary listing from the New York Stock Exchange to the NASDAQ Global Select Market (“NASDAQ”) effective Monday, October 25, 2021.

MIAX Options, MIAX Pearl Options and MIAX Emerald Options will use NASDAQ as the “market for the underlying security” for both symbols, for the purpose of Openings on the Exchange.

Please refer to the following for more information:

• MIAX Options Regulatory Circular 2021-63
• MIAX Pearl Options Regulatory Circular 2021-55
• MIAX Emerald Regulatory Circular 2021-59

Please direct questions to the Regulatory Department at Regulatory@MIAXOptions.com or (609) 897-7309.

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Retail Properties of America, Inc. (RPAI) will be de-listed from the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange effective on Monday, October 25, 2021.

All GTC orders resting on the MIAX order books in RPAI will be canceled at the close of business on Friday, October 22, 2021.

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

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Direxion Daily Technology Bear 3X Shares (TECS) has announced a 1-for-10 reverse stock split effective for Monday, October 25, 2021. On that date, the current TECS option class will change to TECS2. The MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange will not list TECS2 options. Therefore, no options on TECS will be available for trading on Monday, October 25, 2021. 

Direxion Daily Technology Bear 3X Shares (TECS) will resume trading on the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange on Tuesday, October 26, 2021.

All GTC orders resting on the MIAX order books in TECS will be canceled at the close of business on Friday, October 22, 2021.

Additional details about the Direxion Daily Technology Bear 3X Shares (TECS) reverse stock split are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308. 
TECS Split 49398

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Direxion Daily MSCI Real Estate Bear 3X Shares (DRV) has announced a 1-for-10 reverse stock split effective for Monday, October 25, 2021. On that date, the current DRV option class will change to DRV1. The MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange will not list DRV1 options. Therefore, no options on DRV will be available for trading on Monday, October 25, 2021. 

Direxion Daily MSCI Real Estate Bear 3X Shares (DRV) will resume trading on the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange on Tuesday, October 26, 2021.

All GTC orders resting on the MIAX order books in DRV will be canceled at the close of business on Friday, October 22, 2021.

Additional details about the Direxion Daily MSCI Real Estate Bear 3X Shares (DRV) reverse stock split are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308. 
DRV Split 49399

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Direxion Daily Regional Banks Bull 3X Shares (DPST) has announced a 5 for 1 stock split. Associated strike price adjustments will become effective on Monday, October 25, 2021. DPST options will continue to trade without interruption on the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange.

All GTC orders resting on the MIAX order books in DPST will be canceled at the close of business on Friday, October 22, 2021.

Additional details about the Direxion Daily Regional Banks Bull 3X Shares (DPST) split are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.
DPST Split 49395

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Banco Santander (Brasil) S.A. (BSBR) has announced a distribution effective for Friday, October 22, 2021. On that date, the current BSBR option class will change to BSBR1. The MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange will not list BSBR1 options. Therefore, no options on BSBR will be available for trading on Friday, October 22, 2021. 

Banco Santander (Brasil) S.A. (BSBR) will resume trading on the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange on Monday, October 25, 2021.

All GTC orders resting on the MIAX order books in BSBR will be canceled at the close of business on Thursday, October 21, 2021.

Additional details about the Banco Santander (Brasil) S.A. (BSBR) distribution are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308. 
BSBR Distribution 49382

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