Alerts

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@miami-holdings.com.

For corporate communications, contact Andy Nybo at (609) 524-3272 or anybo@miami-holdings.com. 
MIAX Press Release 01192022

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Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@miami-holdings.com.

For corporate communications, contact Andy Nybo at (609) 524-3272 or anybo@miami-holdings.com. 
MIAX Press Release 01182022

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Please be advised the MIAX Options Exchange, MIAX Pearl Options Exchange, MIAX Emerald Options Exchange and MIAX Pearl Equities Exchange will be closed on Monday, January 17, 2022 in observance of Martin Luther King Jr. Day.

If you have any questions, please contact Trading Operations at TradingOperations@MIAXOptions.com  or (609) 897-7302.

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Issue Symbol: MTH
Review Time: 14:25:00 to 14:26:00
Subject Summary: Please be advised the MIAX Regulatory Department has completed the Clearly Erroneous Error equity trade review for the above listed issue. In conjunction with other UTP exchanges MIAX Pearl Equities has ruled to bust all erroneous trades in MTH executed between 14:25:00 and 14:26:00 ET today, at or below $114.91. This ruling is not eligible for appeal. 
For questions or comments, please contact the Regulation Department at regulatory@miaxoptions.com.

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Issue Symbol: MTH
Review Time: 14:25:00 to 14:26:00
Subject Summary: Please be advised the MIAX Regulatory Department is conducting a Regulatory Trade review on Pearl Equities for the above listed issue. All trade participants should review their trading activity within the applicable timeframe.
For questions or comments, please contact the Regulatory Department at regulatory@miaxoptions.com.

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Effective January 1, 2022, pending filing with the SEC, MIAX Pearl Equities will 1) introduce tiers for Displayed Orders Adding Liquidity, 2) introduce tiers for Orders Removing Liquidity, and 3) modify the per share rebate for Non-Displayed Orders Adding Liquidity.

1. MIAX Pearl Equities will introduce 3 tiers for per share rebates for Displayed Orders Adding Liquidity in addition to the base rate.  Rebates (across all Tapes) and required threshold of total consolidated volume (TCV) below:
   1. Base Rate: ($0.0029) requires 0% of TCV
   2. Tier 1: ($0.0032) requires 0.07% of TCV
   3. Tier 2: ($0.0035) requires 0.10% of TCV
   4. Tier 3: ($0.0036) requires 0.20% of TCV
   5. Tiers will be determined by a Member’s Volume that Added Liquidity (as a Displayed, Non-Displayed, or Retail Order) as a percent of TCV.  Certain volume exclusions apply.
2. MIAX Pearl Equities will introduce 2 tiers for per share fees for Orders Removing Liquidity in addition to the base rate.  Fees (across all Tapes) and required threshold of TCV below:
   1. Base Rate: $0.0029 requires 0% of TCV
   2. Tier 1: $0.0027 requires 0.10% of TCV
   3. Tier 2: $0.00265 requires 0.15% of TCV
   4. Tiers will be determined by a Member’s Volume that Added or Removed Liquidity (as a Displayed, Non-Displayed, or Retail Order) as a percent of TCV.  Certain volume exclusions apply.
3. MIAX Pearl Equities will modify the rebate of Non-Displayed Orders Adding Liquidity to ($0.0021) across all Tapes.

A summary of the January 1, 2022 fee changes is attached.  All fees and rebates referenced in this alert apply to securities priced at or above $1. For full details, please review the January 1, 2022 MIAX Pearl Equities Fee Schedule posted on the MIAX website at  miaxoptions.com/fees/pearl-equities.

For additional information, please contact MIAX Sales at Sales@MIAXEquities.com or (609) 897-8177.

If you need assistance, please contact MIAX Trading Operations at TradingOperations@MIAXEquities.com or (609) 897-7302.

MIAX Pearl Equities Highlight of Fee Changes 1 1 2022

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• ZNGA   1/21/2022   2.50

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As required by Regulation Systems Compliance and Integrity and MIAX Options Rule 321, which is incorporated by reference into both the MIAX Pearl and MIAX Emerald Exchange Rule Books, and thus applicable to Members of both Exchanges, certain Members of the MIAX Exchanges will have mandatory participation requirements in the annual SIFMA Business Continuity Planning Disaster Recovery (“BC/DR”) test. Please refer to the following for more information on designation standards and requirements for Designated Members.

• MIAX Options Regulatory Circular 2020-80
• MIAX Pearl Options Regulatory Circular 2020-72
• MIAX Emerald Options Regulatory Circular 2020-76
• MIAX Pearl Equities Regulatory Circular 2020-03 

Please direct any requests for further information regarding BC/DR testing to TradingOperations@MIAXOptions.com or (609) 897-7302.

Regulatory questions may be directed to Regulatory@MIAXOptions.com or (609) 897-7309.

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Please be advised the MIAX Options Exchange, MIAX Pearl Options Exchange, MIAX Emerald Options Exchange and MIAX Pearl Equities Exchange will be closed on Friday, December 24, 2021 in observance of Christmas Day.
 
If you have any questions, please contact Trading Operations at TradingOperations@MIAXOptions.com or (609) 897-7302.

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The Alert announcing Miami International Holdings November 2021 Trading Results published on December 8, 2021 at 11:07 AM, included an erroneous data table.  A corrected version of the release is attached.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@miami-holdings.com.

For corporate communications, contact Andy Nybo at (609) 524-3272 or anybo@miami-holdings.com. 
MIAX Press Release 12082021 Corrected

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