Alerts

As a result of the business combination of Gesher I Acquisition Corp. and Freightos Limited the following symbols will begin trading on the MIAX PEARL Equities Exchange effective for Friday, January 27, 2023:

• CRGO
• CRGOW

Effective for today, January 26, 2023 the following symbols in Gesher I Acquisition Corp. will not be available for trading on the MIAX PEARL Equities Exchange:

• GIAC
• GIACW
• GIACU

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The MIAX Member Firm Portal (“MFP”) is an online portal which provides self-service functions for member firms for the MIAX Options Exchange, MIAX Pearl Options Exchange, MIAX Emerald Options Exchange and MIAX Pearl Equities Exchange. 

Features available for all MIAX Exchanges:

• Ability to view current connectivity and services
• Ability to view all market making assignments and make updates (excluding Primary Lead Market Maker assignments)
• Ability to view current risk protection settings and request configuration changes
• Ability to download latest request forms (except for Regulatory forms, which can be found on the Regulatory Forms page on our website)

Features available for MIAX Options, MIAX Pearl Options and MIAX Emerald Options Exchanges:

• Ability to view and request changes for current session notification configurations
• Ability to view trades across all MIAX options exchanges and edit non-material trade details

Features available for the MIAX Pearl Equities Exchange:

• Ability to view current configuration settings and request changes for current session notifications, session configurations, and MPID configurations
• Ability to view all trades
• Ability to view all orders and cancel individual open orders

More information can be found in the current MIAX Exchanges Member Firm Portal User Manual on the MIAX Website in the Knowledge Center.

For additional information or to request access to the Member Firm Portal, please contact MIAX Trading Operations at TradingOperations@MIAXOptions.com or (609) 897-7302.

Regulatory questions should be directed to the Regulatory Department at (609) 897-7309 or Regulatory@MIAXOptions.com.

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MIAX Pearl Equities Regulatory Operations Department has reviewed potential Clearly Erroneous transactions in multiple issues executed between 9:30am and receipt of the LULD bands from the SIP.

In this regard, all potentially affected Pearl Equities trades will stand as executed. As determined, in conjunction with the other market centers and Finra, review decisions are not appealable. 

MIAX Regulatory Department
Regulatory@MIAXEquities.com 
609-897-7309
 

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MIAX Pearl Equities will make the following change to its billing process beginning with the January 2023 billing cycle:
 
Invoice Distribution Date Change:

• The Exchange Fee & Section 31 invoice distribution date will change to the 8th business day of each month.
• Based on the revised billing date, the January 2023 Exchange Fee & Section 31 Fee invoices will now be distributed on February 10, 2023.

The Collection Date for Exchange and Section 31 fees will continue to be the 9th business day of each month.

The Pearl Equities Fee Schedule is available on the MIAX website at MIAX Pearl Equities Fee Schedule. 

For additional information or to learn more about Pearl Equities please contact at Sales@MIAXOptions.com, (609) 897-8177 or visit MIAXEquities.com.

All other questions can be directed to MIAX Trading Operations at TradingOperations@MIAXOptions.com or (609) 897-7302.

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As previously announced in the December 15, 2022 alert, the MIAX Pearl Equities Exchange will introduce support for new self-trade protection cancel reasons beginning Tuesday, January 31, 2023.

New granular Self-Trade Protection reasons:

• MIAX Express Orders (MEO) – Version 2.3
  • Added new error codes in Cancel/Reduce Size Notification message.

Updated notes for Sending Time and OrdType fields:

• FIX Interface Specification (FOI) – Version 2.2b
  • Updated the notes for the SendingTime field (tag #52) in the Standard Message Header that it must be within a configurable interval defined by Regulatory Circular.
  • Updated the ExecInst tag value requirement when OrdType = P (Pegged) in New Order – Single message.

Please review the updated EPRL Interface Specifications and the MIAX Exchange Group Connectivity Guide for additional details.

For further information or to arrange testing, please contact MIAX Trading Operations at TradingOperations@MIAXEquities.com or (609) 897-7302.

Regulatory inquiries should be directed to Regulatory@MIAXEquities.com or (609) 897-7309.

To learn more about Pearl Equities please contact Sales@MIAXEquities.com, (609) 897-8177 or visit MIAXEquities.com.

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As previously announced in the November 9, 2022 Alert, the MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Pearl Equities Exchanges began collecting state-specific sales tax on January 1, 2023.  

The following charge type will be added to invoices, including CSV invoices, beginning with the January 2023 billing: 

• Sales Tax 

Invoices in CSV format will include two additional columns, Sales Tax and Total, which will appear at the end of each row in the file. In addition, the PDF invoices will also include minor formatting changes to accommodate the addition of the new charge type.

For further information please contact Billing@MIAXOptions.com, 609-897-7316 or visit www.miaxoptions.com.

Please contact MIAX Trading Operations at TradingOperations@MIAXOptions.com or (609) 897-7302 to discuss any specific issues.

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MIAX Pearl Equities has revoked self-help on the MEMX Equities Exchange as of 11:50 A.M.

All MIAX systems are operating normally.

If you have any questions please contact Trading Operations at (609) 897-7302 or TradingOperations@MIAXEquities.com.

Regulatory inquiries should be directed to Regulatory@MIAXEquities.com.

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MIAX Pearl Equities has declared self-help on the MEMX Equities Exchange as of 09:37.

All MIAX systems are operating normally.

If you have any questions please contact Trading Operations at (609) 897-7302 or TradingOperations@MIAXEquities.com. 

Regulatory inquiries should be directed to Regulatory@MIAXEquities.com.

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The annual report filing, described in MIAX Options, MIAX Pearl Options, and MIAX Emerald Options Rule 803, has transitioned to the electronic filing platform available via FINRA’s Firm Gateway.

Please refer to the following for more information on submitting annual reports to FINRA:

• MIAX Options RC 2023-02
• MIAX Pearl Options RC 2023-02
• MIAX Emerald Options RC 2023-03
• MIAX Pearl Equities RC 2023-02

For FINRA Firm Gateway technical questions contact FINRA’s technical support group at (301) 869-6699.

Direct further questions to the Exchange’s Membership Department at MemberServices@miami-holdings.com or (609) 897-1479.

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Please be advised the MIAX Options Exchange, MIAX Pearl Options Exchange, MIAX Emerald Options Exchange and MIAX Pearl Equities Exchange will be closed on Monday, January 16, 2023 in observance of Martin Luther King Jr. Day.

If you have any questions, please contact Trading Operations at TradingOperations@MIAXOptions.com  or (609) 897-7302.

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