Disciplinary Actions MIAX Options Primary tabs Miax Options(active tab) Miax Pearl Miax Emerald filter MonthJanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember Year20222021202020192018201720162015201420132012 Clear Results February 03, 2021 MIAX Options DA 20190629791 Notice of Letter of Consent No. 2019062979110 Susquehanna Securities, LLC VIEW DOCUMENT December 28, 2020 MIAX Options DA 2018057169608 Notice of Letter of Consent No. 2018057169608 UBS Securities, LLC VIEW DOCUMENT December 28, 2020 MIAX Options DA 2017055996501 Notice of Letter of Consent No. 2017055996501 Credit Suisse Securities (USA) LLC VIEW DOCUMENT August 05, 2020 MIAX Options DA 2017053508806 Notice of Letter of Consent No. 2017053508806 Morgan Stanley & Co., LLC VIEW DOCUMENT June 10, 2020 MIAX Options DA 2018057173402 Notice of Letter of Consent No. 2018057173402 Susquehanna Investment Group VIEW DOCUMENT June 10, 2020 MIAX Options DA 2015048329301 Notice of Letter of Consent No. 2015048329301 Morgan Stanley & Co. LLC VIEW DOCUMENT February 21, 2019 MIAX Options DA 2015047505806 Notice of Letter of Consent No. 2015047505806 Susquehanna Securities VIEW DOCUMENT February 21, 2019 MIAX Options DA 2014042222602 Notice of Letter of Consent No. 2014042222602 Apex Clearing Corporation VIEW DOCUMENT September 26, 2018 MIAX Options DA 20140411279 03 Notice of Letter of Consent No. 20140411279-03 Merrill Lynch, Pierce, Fenner & Smith Incorporated VIEW DOCUMENT August 23, 2018 MIAX Options DA 20120346239 04 Notice of Letter of Consent No. 20120346239 for Morgan Stanley & Co. LLC VIEW DOCUMENT Current page 1 Page 2 Page 3 Next page ›› Last page Last »
February 03, 2021 MIAX Options DA 20190629791 Notice of Letter of Consent No. 2019062979110 Susquehanna Securities, LLC VIEW DOCUMENT
December 28, 2020 MIAX Options DA 2018057169608 Notice of Letter of Consent No. 2018057169608 UBS Securities, LLC VIEW DOCUMENT
December 28, 2020 MIAX Options DA 2017055996501 Notice of Letter of Consent No. 2017055996501 Credit Suisse Securities (USA) LLC VIEW DOCUMENT
August 05, 2020 MIAX Options DA 2017053508806 Notice of Letter of Consent No. 2017053508806 Morgan Stanley & Co., LLC VIEW DOCUMENT
June 10, 2020 MIAX Options DA 2018057173402 Notice of Letter of Consent No. 2018057173402 Susquehanna Investment Group VIEW DOCUMENT
June 10, 2020 MIAX Options DA 2015048329301 Notice of Letter of Consent No. 2015048329301 Morgan Stanley & Co. LLC VIEW DOCUMENT
February 21, 2019 MIAX Options DA 2015047505806 Notice of Letter of Consent No. 2015047505806 Susquehanna Securities VIEW DOCUMENT
February 21, 2019 MIAX Options DA 2014042222602 Notice of Letter of Consent No. 2014042222602 Apex Clearing Corporation VIEW DOCUMENT
September 26, 2018 MIAX Options DA 20140411279 03 Notice of Letter of Consent No. 20140411279-03 Merrill Lynch, Pierce, Fenner & Smith Incorporated VIEW DOCUMENT
August 23, 2018 MIAX Options DA 20120346239 04 Notice of Letter of Consent No. 20120346239 for Morgan Stanley & Co. LLC VIEW DOCUMENT