Disciplinary Actions MIAX Pearl Primary tabs Miax Options Miax Pearl(active tab) Miax Emerald filter MonthJanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember Year20222021202020192018201720162015201420132012 Clear Results June 23, 2022 MIAX Pearl Options DA 20190610611 Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC VIEW DOCUMENT June 23, 2022 MIAX Pearl Options DA 20190611843 Notice of Letter of Consent No. 20190611843 Dash Financial Technologies, LLC VIEW DOCUMENT June 23, 2022 MIAX Pearl Options DA 20180601179 Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC VIEW DOCUMENT February 03, 2021 MIAX Pearl Options DA 20190629791 Notice of Letter of Consent No. 2019062979108 Susquehanna Securities, LLC VIEW DOCUMENT December 28, 2020 MIAX Pearl DA 2018057169610 Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC VIEW DOCUMENT August 05, 2020 MIAX PEARL DA 2017053508807 Notice of Letter of Consent No. 2017053508807 Morgan Stanley & Co., LLC VIEW DOCUMENT
June 23, 2022 MIAX Pearl Options DA 20190610611 Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC VIEW DOCUMENT
June 23, 2022 MIAX Pearl Options DA 20190611843 Notice of Letter of Consent No. 20190611843 Dash Financial Technologies, LLC VIEW DOCUMENT
June 23, 2022 MIAX Pearl Options DA 20180601179 Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC VIEW DOCUMENT
February 03, 2021 MIAX Pearl Options DA 20190629791 Notice of Letter of Consent No. 2019062979108 Susquehanna Securities, LLC VIEW DOCUMENT
December 28, 2020 MIAX Pearl DA 2018057169610 Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC VIEW DOCUMENT
August 05, 2020 MIAX PEARL DA 2017053508807 Notice of Letter of Consent No. 2017053508807 Morgan Stanley & Co., LLC VIEW DOCUMENT