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Pilot Reports

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Limit Up Limit Down Pilot Reports

In response to the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS, MIAX Emerald established procedures that are reasonably designed to comply with the requirements of the Plan. As part of its procedures, MIAX Emerald represented that the Exchange would provide the SEC assessments relating to the impact of the operation of the obvious error rules during Limit and Straddle States no later than two months prior to the end of a one year Pilot Period. MIAX Emerald also represented that the Exchange would provide the SEC and the public a dataset containing data for each Limit and Straddle State in affected stocks and that such data would be submitted on or before the last day of the calendar month following the month to which the data applies.

A copy of the publicly available dataset and Pilot Reports are available below.

filter
Publish Date (field_pilot_report_publish_date)
LULD Pilot Report September 2019
October 02, 2019
VIEW DOCUMENT
LULD Pilot Report August 2019
September 20, 2019
VIEW DOCUMENT
LULD Pilot Report July 2019
August 30, 2019
VIEW DOCUMENT
LULD Pilot Report June 2019
July 11, 2019
VIEW DOCUMENT
LULD Pilot Report May 2019
July 10, 2019
VIEW DOCUMENT
LULD Pilot Report April 2019
May 08, 2019
VIEW DOCUMENT
LULD Pilot Report March 2019
April 08, 2019
VIEW DOCUMENT

Publish Date

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