Regulatory Circulars MIAX Pearl Equities filter MonthJanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember Year20222021202020192018201720162015201420132012 Clear Results September 21, 2022 MIAX Pearl Equities RC 2022 08 New Clearly Erroneous Execution Rule 2621 Effective October 1, 2022 VIEW DOCUMENT August 31, 2022 MIAX Pearl Equities RC 2022 07 Market Wide Circuit Breaker Testing VIEW DOCUMENT August 15, 2022 MIAX Pearl Equities RC 2022 06 Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information VIEW DOCUMENT August 04, 2022 MIAX Pearl Equities RC 2022 05 Prearranged Trading VIEW DOCUMENT July 20, 2022 MIAX Pearl Equities RC 2022 04 Market Wide Circuit Breaker Testing Member Designation Standards VIEW DOCUMENT July 01, 2022 MIAX Pearl Equities RC 2022 03 Amendments to MIAX Rules for Registration Requirements, Continuing Education Requirements, and Electronic Filing Requirements for Uniform Forms VIEW DOCUMENT May 27, 2022 MIAX Pearl Equities RC 2022 02 Consolidated Audit Trail (“CAT”) Full Customer Account Information System (“CAIS”) Production Certification and Compliance Deadlines Extended VIEW DOCUMENT May 27, 2022 MIAX Pearl Equities RC 2022 01 Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021 VIEW DOCUMENT December 15, 2021 MIAX Pearl Equities RC 2021 03 Business Continuity and Disaster Recovery Plans Testing - Member Designation Standards VIEW DOCUMENT March 15, 2021 MIAX PEARL Equities RC 2021 02 MIAX Pearl Equities Rules Incorporated by Reference VIEW DOCUMENT Current page 1 Page 2 Page 3 Next page Next › Last page Last »
September 21, 2022 MIAX Pearl Equities RC 2022 08 New Clearly Erroneous Execution Rule 2621 Effective October 1, 2022 VIEW DOCUMENT
August 15, 2022 MIAX Pearl Equities RC 2022 06 Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information VIEW DOCUMENT
July 20, 2022 MIAX Pearl Equities RC 2022 04 Market Wide Circuit Breaker Testing Member Designation Standards VIEW DOCUMENT
July 01, 2022 MIAX Pearl Equities RC 2022 03 Amendments to MIAX Rules for Registration Requirements, Continuing Education Requirements, and Electronic Filing Requirements for Uniform Forms VIEW DOCUMENT
May 27, 2022 MIAX Pearl Equities RC 2022 02 Consolidated Audit Trail (“CAT”) Full Customer Account Information System (“CAIS”) Production Certification and Compliance Deadlines Extended VIEW DOCUMENT
May 27, 2022 MIAX Pearl Equities RC 2022 01 Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021 VIEW DOCUMENT
December 15, 2021 MIAX Pearl Equities RC 2021 03 Business Continuity and Disaster Recovery Plans Testing - Member Designation Standards VIEW DOCUMENT
March 15, 2021 MIAX PEARL Equities RC 2021 02 MIAX Pearl Equities Rules Incorporated by Reference VIEW DOCUMENT