As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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May 10, 2021
Effective / Approved
Amend the Fee Schedule to remove the cap on the number of Limited Service MEI Ports.
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May 10, 2021
Pending
Adopt Rule 531, Reports and Market Data Products, to adopt a new historical market data product to be known as the Open-Close Report.
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May 03, 2021
Withdrawn
This filing has been withdrawn on May 10, 2021 and replaced with SR-MIAX-2021-19.
April 22, 2021
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to permit Monday and Wednesday expirations for options listed pursuant to the Short Term Options Series Program on QQQ.
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April 22, 2021
Withdrawn
This filing has been withdrawn on May 3, 2021 and replaced with SR-MIAX-2021-17.
April 22, 2021
Effective / Approved
Amend the Exchange’s Rulebook and Fee Schedule to reflect a rebranding of the Exchange’s affiliate, MIAX Pearl.
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April 21, 2021
Effective / Approved
Amend Rule 1900, Registration Requirements, to extend the 120-day period that certain individuals can function as principals without having successfully passed an appropriate qualification examination through June 30, 2021.
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April 21, 2021
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to limit the intervals between strikes for option classes within the Short Term Options Series Program. This Rule will be implemented on a date to be anmnounced by the Exchange through a Regulatory Circular.
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April 12, 2021
Withdrawn
This filing has been withdrawn and replaced with SR-MIAX-2021-15 on April 22, 2021.
March 30, 2021
Effective / Approved
Amend Rule 1801, Definitions and Rule 1809, Terms of Index Options Contracts, to update the names of the AF CRE Indexes and the reporting authority service provider.
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