As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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January 13, 2021
Effective / Approved
Amend the Fee Schedule to modify the Exchange's Connectivity Fees.
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January 08, 2021
Effective / Approved
Amend Rule 1308, Supervision of Accounts, to extend the time for Members to complete their annual branch office inspections due to COVID.
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December 31, 2020
Withdrawn
This filing has been withdrawn and replaced with SR-MIAX-2021-02 on January 13, 2021.
December 28, 2020
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
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December 21, 2020
Effective / Approved
Amend the Fee Schedule to increase the number of Additional Limited Service MIAX Express Interface ("MEI") Ports available to Market Makers.
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December 21, 2020
Effective / Approved
Amend the Fee Schedule to extend the cap waiver of 1,000 contracts per leg for cPRIME Agency Order Rebates for all tiers under the Priority Customer Rebate Program ("PCRP") until March 31, 2021.
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December 21, 2020
Effective / Approved
Amend the Fee Schedule to extend the waiver period for certain non-transaction fees applicable to Market Makers that trade only in proprietary products until March 31, 2021.
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December 11, 2020
Effective / Approved
Amend Chapter XVII,Consolidated Audit Trail Compliance Rule, to be consistent with a conditional exemption granted by the Commission from certain allocation reporting requirements of the CAT NMS Plan.
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November 30, 2020
Effective / Approved
Amend the Fee Schedule to amend the exchange groupings of options exchanges within the routing fee table.
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November 20, 2020
Effective / Approved
Extend the implementation date of an amendment to Rule 518, Complex Orders, to Permit Legging Through the Simple Market (SR-MIAX-2019-45) to the 2nd Quarter of 2021.
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