As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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October 28, 2020
Effective / Approved
A proposal to amend the Exchange's Certificate of Formation, LLC Agreement, and the By-Laws to make nonsubstantive, administrative and clarifying changes.
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October 14, 2020
Effective / Approved
Amend the Fee Schedule to establish Market Data Fees.
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October 01, 2020
Effective / Approved
Amend the Fee Schedule to establish Port fees and increase certain connectivity fees.
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October 01, 2020
Effective / Approved
Amend the Fee Schedule to establish certain Membership Fees
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October 01, 2020
Withdrawn
This filing was withdrawn on October 14, 2020 and replaced with SR-EMERALD-2020-13.
October 01, 2020
Effective / Approved
Amend the Fee Schedule to establish Application Programming Interface ("API") Testing and Certification Fees and Network Connectivity Testing and Certification Fees.
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September 08, 2020
Effective / Approved
Amend the Fee Schedule to lower the Simple Maker rebates in Tier 4 for options transactions in Penny classes and non-Penny classes for executed Priority Customers orders when the contra is an Affiliated Market Maker.
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June 30, 2020
Effective / Approved
Amend the Fee Schedule to make non-substantive, clerical changes in order to conform to the adoption of the new Penny Interval Program.
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May 29, 2020
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options.
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March 31, 2020
Effective / Approved
Amend the Fee Schedule to adjust certain Maker rebates and Taker fees for all market participants.
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