As a registered national securities exchange, MIAX PEARL is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX PEARL is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX PEARL will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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November 23, 2020
Pending
Amend certain sections of the Exchange's By-Laws to (i) correspond with an Equities Rights Program ("ERP") recently established by the Exchange ; and (ii) make non-substantive changes to the current By-Laws.
VIEW DOCUMENT
November 13, 2020
Pending
Amend Rule 2618, Risk Settings and Trading Risk Monitors, to adopt the "Net Notional Trade Value" risk setting.
VIEW DOCUMENT
November 05, 2020
Effective / Approved
Amend the Fee Schedule to increase the numver of additional Limited Service MIAX Express Order Interface ("MEO") Ports available to Members
VIEW DOCUMENT
October 30, 2020
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to increase the rebate for displayed orders that add liquiidity in securities priced at or above $1.00.
VIEW DOCUMENT
October 28, 2020
Effective / Approved
A proposal to amend the Exchange's Certificate of Formation, LLC Agreement, and the By-Laws to make nonsubstantive, administrative and clarifying changes.
VIEW DOCUMENT
October 26, 2020
Withdrawn
This filing was withdrawn on November 5, 2020 and replaced with SR-PEARL-2020-25.
October 23, 2020
Withdrawn
This filing was withdrawn on October 26, 2020 and replaced with SR-PEARL-2020-22.
October 06, 2020
Effective / Approved
Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts, to extend the Pilot related to the Market-wide Circuit Breaker until October 18, 2021.
VIEW DOCUMENT
October 05, 2020
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to adopt certain non-transaction fees.
VIEW DOCUMENT
September 24, 2020
Withdrawn
This filing was withdrawn on October 5, 2020 and replaced with SR-PEARL-2020-19.