As a registered national securities exchange, MIAX Pearl is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
September 19, 2022
Effective / Approved
Amend Exchange Rule 2621, Clearly Erroneous Executions
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September 14, 2022
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to (1) modify the Maker rebates in all Tiers for transactions in Penny Classes for MIAX Pearl Market Makers, Non-Priority Customers, Firms, Broker-Dealers and Non-MIAX Pearl Market Makers; and (2) provide for additional, separate Maker rebates for Market Makers and EEMs for certain transactions in Non-Penny Classes
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September 12, 2022
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the amount and calculation of the Monthly Trading Permit fees for Members.
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August 31, 2022
Withdrawn
This filing has bee withdrawn on September 14, 2022 and replaced with SR-PEARL-2022-40.
August 31, 2022
Withdrawn
This filing has been withdrawn on September 12, 2022 and replaced with SR-PEARL-2022-39.
August 31, 2022
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to (1) increase the rebate for executions of all orders in securities priced below $1.00 per share that add displayed and non-displayed liquidity to the Exchange; and (2) increase the fee for executions of all orders in securities priced below $1.00 per share that remove liquidity from the Exchange.
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August 31, 2022
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to remove certain credits associated with trading permit fees and non-transaction fees.
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August 26, 2022
Effective / Approved
Amend Exchange Rule 2614, Orders and Order Instructions, to adopt the Primary Peg Order Type.
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August 18, 2022
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt a new Step-Up Added Liquidity Rebate.
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August 09, 2022
Withdrawn
This filing has been withdrawn on August 18, 2022 and replaced with SR-PEARL-2022-33.