Rule Filings

MIAX Pearl Equities

As a registered national securities exchange, MIAX Pearl is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

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February 03, 2023

SR PEARL 2023 03

Pending

Amend Exchange Rule 2618(a)(2) to offer two additional optional risk settings to Equity Members, called the Gross Notional Open and Trade Value and Net Notional Open and Trade Value.

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January 31, 2023

SR PEARL 2023 02

Effective / Approved

Amend the MIAX Pearl Options Fee Schedule to modify the certain volume threshold for an alternative volume criteria for the Market Maker origin.

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January 25, 2023

SR PEARL 2023 01

Pending

Amend Rule 531, Reports and Market Data Products, to provide for the new "Liquidity Taker Event Report-Resting Simple Orders."

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December 30, 2022