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Rule Filings

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As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

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March 23, 2023
SR MIAX 2023 14
Effective / Approved
Amend the Fee Schedule to amend fees for the historical Open-Close Report to: (i) add a fee for ad hoc requests for end-of-day data; (II) adopt a new fee for ad hoc requests for intra-day data; and (iii) adopt academic discounts for the historical end-of-day and intra-day Open-Close data.
 
VIEW DOCUMENT
March 22, 2023
SR MIAX 2023 13
Effective / Approved
Amend the MIAX Options Fee Schedule to extend the SPIKES Options Market Maker Incentive Program until June 30, 2023.
VIEW DOCUMENT
March 09, 2023
SR MIAX 2023 12
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to (1) modify the volume thresholds for the volume criteria in all tiers set forth in the Market Maker Sliding Scale, and (2) modify the volume thresholds for the volume criteria for tiers 2-4 for Priority Customer orders in the PCRP.
 
VIEW DOCUMENT
March 03, 2023
SR MIAX 2023 11
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the MIAX Fee Schedule to make minor, non-substantive clarifying changes. 
VIEW DOCUMENT
February 28, 2023
SR-MIAX-2023-10
Withdrawn
This filing has been withdrawn on March 9, 2023 and replaced with SR-MIAX-2023-12.
February 24, 2023
SR MIAX 2023 09
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the MIAX Options Fee Schedule to adopt fees for a new data product known as the Liquidity Taker Event Report-Resting Simple Orders.
VIEW DOCUMENT
February 23, 2023
SR MIAX 2023 08
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to Modify Certain Connectivity and Port Fees.
VIEW DOCUMENT
February 23, 2023
SR MIAX 2023 07
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product.
VIEW DOCUMENT
February 22, 2023
SR-MIAX-2023-06
Withdrawn
This filing has been withdrawn on March 3, 2023 and replaced with SR-MIAX-2023-11.
February 09, 2023
SR-MIAX-2023-05
Withdrawn
This filing has been withdrawn on February 24, 2023 and replaced with SR-MIAX-2023-09.
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