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Rule Filings

MIAX Options

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As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

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February 02, 2023
SR MIAX 2023 04
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Exchange Rule 1308, Supervision of Accounts, to extend the temporary remote inspection relief for Members through the earlier of the effective date of the FINRA Pilot Program, if approved, or December 31, 2023. 
VIEW DOCUMENT
January 31, 2023
SR MIAX 2023 03
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the MIAX Fee Schedule to modify the Priority Customer Rebate Program.
VIEW DOCUMENT
January 25, 2023
SR MIAX 2023 02
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend Rule 531, Reports and Market Data Reports, to provide for the new "Liquidity Taker Event Report-Resting Simple Orders."
VIEW DOCUMENT
January 19, 2023
SR MIAX 2023 01
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend Rule 518, Complex Orders, to allow complex orders with non-conforming ratios to be processed by the Exchange.
 
VIEW DOCUMENT
December 30, 2022
SR-MIAX-2022-50
Withdrawn
This filing has been withdrawn on February 23, 2023 and replaced with SR-MIAX-2023-08.
December 28, 2022
SR-MIAX-2022-49
Withdrawn
This filing has been withdrawn on February 23, 2023 and replaced with SR-MIAX-2023-07.
December 16, 2022
SR MIAX 2022 48
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
MIAX proposes to no longer operate its 10Gb network on a shared network with its affiliate, MIAX Pearl.  
VIEW DOCUMENT
December 20, 2022
SR MIAX 2022 47
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to 1) extend the waiver period for certain non-transaction fees applicable to Market Makers that trade solely in Proprietary Products until June 30, 2023; and 2) extend the SPIKES Options Market Maker Incentive Program until March 31, 2023.
VIEW DOCUMENT
December 08, 2022
SR MIAX 2022 46
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Delay implementation of an Amendment to Rule 518, Complex Orders,to remove the provision which provides that a component of a complex order that legs into the Simple Order Book may not execute at a price that is outside the NBBO until the third quarter of 2023.
VIEW DOCUMENT
December 08, 2022
SR MIAX 2022 45
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.
VIEW DOCUMENT
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